TY - JOUR
T1 - Robust Deep Learning-Based Diagnosis of Mixed Faults in Rotating Machinery
AU - Chen, Siyuan
AU - Meng, Yuquan
AU - Tang, Haichuan
AU - Tian, Yin
AU - He, Niao
AU - Shao, Chenhui
N1 - Manuscript received December 6, 2019; revised April 7, 2020 and June 14, 2020; accepted June 26, 2020. Date of publication July 8, 2020; date of current version October 14, 2020. This work was supported by CRRC Corporation Limited. Recommended by Technical Editor H. (AISM FS SE) Ding and Senior Editor H. (AISM FS SE) Ding. (Siyuan Chen and Yuquan Meng contributed equally to this work). (Corresponding author: Chenhui Shao.) Siyuan Chen, Yuquan Meng, and Chenhui Shao are with the Department of Mechanical Science and Engineering, University of Illinois at Urbana-Champaign, Urbana, IL 61820 USA (e-mail: [email protected]; [email protected]; [email protected]).
PY - 2020/10
Y1 - 2020/10
N2 - Fault diagnosis for rolling elements in rotating machinery persistently receives high research interest due to the said machinery's prevalence in a broad range of applications. State-of-the-art methods in such setups focus on effective identification of faults that usually involve a single component while rejecting noise from limited sources. This article studies the data-based diagnosis of mixed faults coming from multiple components with an emphasis on model robustness against a wide spectrum of external perturbation. A dataset is collected on a rotor and bearing system by varying the levels and types of faults in both the rotor and bearing, which results in 48 machine health conditions. A duplet classifier is developed by combining two 1-D convolutional neural networks (CNNs) that are responsible for the diagnosis of the rotor and bearing faults, respectively. Experimental results show that the proposed classifier can reliably identify the onset and nature of mixed faults. In addition, one-vs-all classifiers are built using the features generated by the developed 1-D CNNs as predictors to recognize previously unlearned fault types. The effectiveness of such classifiers is demonstrated using data collected from four new fault types. Finally, the robustness and ability to reject external perturbation of the duplet classification model are analyzed using kernel density estimation. The code for the proposed classifiers is available at https://github.com/siyuanc2/machine-fault-diag.
AB - Fault diagnosis for rolling elements in rotating machinery persistently receives high research interest due to the said machinery's prevalence in a broad range of applications. State-of-the-art methods in such setups focus on effective identification of faults that usually involve a single component while rejecting noise from limited sources. This article studies the data-based diagnosis of mixed faults coming from multiple components with an emphasis on model robustness against a wide spectrum of external perturbation. A dataset is collected on a rotor and bearing system by varying the levels and types of faults in both the rotor and bearing, which results in 48 machine health conditions. A duplet classifier is developed by combining two 1-D convolutional neural networks (CNNs) that are responsible for the diagnosis of the rotor and bearing faults, respectively. Experimental results show that the proposed classifier can reliably identify the onset and nature of mixed faults. In addition, one-vs-all classifiers are built using the features generated by the developed 1-D CNNs as predictors to recognize previously unlearned fault types. The effectiveness of such classifiers is demonstrated using data collected from four new fault types. Finally, the robustness and ability to reject external perturbation of the duplet classification model are analyzed using kernel density estimation. The code for the proposed classifiers is available at https://github.com/siyuanc2/machine-fault-diag.
KW - Condition monitoring
KW - Kernel density estimation (KDE)
KW - convolutional neural network (CNN)
KW - deep learning
KW - fault diagnosis
KW - model robustness
KW - rotating machinery
KW - rotor and bearing systems
UR - https://www.scopus.com/pages/publications/85094107827
UR - https://www.scopus.com/pages/publications/85094107827#tab=citedBy
U2 - 10.1109/TMECH.2020.3007441
DO - 10.1109/TMECH.2020.3007441
M3 - Article
AN - SCOPUS:85094107827
SN - 1083-4435
VL - 25
SP - 2167
EP - 2176
JO - IEEE/ASME Transactions on Mechatronics
JF - IEEE/ASME Transactions on Mechatronics
IS - 5
M1 - 9136730
ER -