TY - JOUR
T1 - Power System State Estimation by Phase Synchronization and Eigenvectors
AU - Guzel, Iven
AU - Zhang, Richard Y.
N1 - Publisher Copyright:
© 2014 IEEE.
PY - 2025
Y1 - 2025
N2 - To estimate accurate voltage phasors from inaccurate voltage magnitude and complex power measurements, the standard approach is to iteratively refine a good initial guess using the Gauss-Newton method. But the nonconvexity of the estimation makes the Gauss-Newton method sensitive to its initial guess, so human intervention is needed to detect convergence to plausible but ultimately spurious estimates. This paper makes a novel connection between the angle estimation subproblem and phase synchronization to yield two key benefits: (1) an exceptionally high quality initial guess over the angles, known as a spectral initialization; (2) a correctness guarantee for the estimated angles, known as a global optimality certificate. These are formulated as sparse eigenvalue- eigenvector problems, which we efficiently compute in time comparable to a few Gauss-Newton iterations. Our experiments on the complete set of Polish, PEGASE, and RTE models show, where voltage magnitudes are already reasonably accurate, that spectral initialization provides an almost-perfect single-shot estimation of n angles from 2n moderately noisy bus power measurements (i.e. n pairs of PQ measurements), whose correctness becomes guaranteed after a single Gauss-Newton iteration. For less accurate voltage magnitudes, the performance of the method degrades gracefully; even with moderate voltage magnitude errors, the estimated voltage angles remain surprisingly accurate.
AB - To estimate accurate voltage phasors from inaccurate voltage magnitude and complex power measurements, the standard approach is to iteratively refine a good initial guess using the Gauss-Newton method. But the nonconvexity of the estimation makes the Gauss-Newton method sensitive to its initial guess, so human intervention is needed to detect convergence to plausible but ultimately spurious estimates. This paper makes a novel connection between the angle estimation subproblem and phase synchronization to yield two key benefits: (1) an exceptionally high quality initial guess over the angles, known as a spectral initialization; (2) a correctness guarantee for the estimated angles, known as a global optimality certificate. These are formulated as sparse eigenvalue- eigenvector problems, which we efficiently compute in time comparable to a few Gauss-Newton iterations. Our experiments on the complete set of Polish, PEGASE, and RTE models show, where voltage magnitudes are already reasonably accurate, that spectral initialization provides an almost-perfect single-shot estimation of n angles from 2n moderately noisy bus power measurements (i.e. n pairs of PQ measurements), whose correctness becomes guaranteed after a single Gauss-Newton iteration. For less accurate voltage magnitudes, the performance of the method degrades gracefully; even with moderate voltage magnitude errors, the estimated voltage angles remain surprisingly accurate.
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U2 - 10.1109/TCNS.2025.3558802
DO - 10.1109/TCNS.2025.3558802
M3 - Article
AN - SCOPUS:105002433506
SN - 2325-5870
JO - IEEE Transactions on Control of Network Systems
JF - IEEE Transactions on Control of Network Systems
ER -