Energetics of misfit- and threading-dislocation arrays in heteroepitaxial films

A. Rockett, C. J. Kiely

Research output: Contribution to journalArticlepeer-review


A theory relating the separation of misfit dislocations to lattice mismatch and film thickness in heteroepitaxial thin films is presented. From this, the energy as a function of dislocation spacing is calculated and is shown to include an attractive and repulsive region. The dislocation-formation energy and Peierls barrier to network ordering are shown to be estimable on the basis of measured dispersions in dislocation spacings. The spacing is predicted to be more uniform as the mismatch increases. Thermodynamic functions, such as the compressibility of the dislocation network, can be calculated from the energy dislocation-spacing relationship. A formula relating the equilibrium dislocation spacing to film thickness, mismatch, and misfit-dislocation character is also derived. Finally, the density of threading dislocations is calculated both at the heterojunction and at the film surface, by assuming a threading-dislocation reaction process. The results are shown to be in good agreement with the experimental data for SixGe1-x/Si, InSb/GaAs, and InxGa1-xAs/GaAs structures.

Original languageEnglish (US)
Pages (from-to)1154-1162
Number of pages9
JournalPhysical Review B
Issue number3
StatePublished - 1991

ASJC Scopus subject areas

  • Condensed Matter Physics


Dive into the research topics of 'Energetics of misfit- and threading-dislocation arrays in heteroepitaxial films'. Together they form a unique fingerprint.

Cite this