TY - JOUR
T1 - Counting essential surfaces in 3-manifolds
AU - Dunfield, Nathan M M.
AU - Garoufalidis, Stavros
AU - Rubinstein, J. Hyam
N1 - Funding Information:
We thank Alexander Barvinok and Josephine Yu for discussions about counting lattice points that were crucial to the proof of Theorem , as well as Craig Hodgson for helpful discussions on several related projects. We also thank the referee for their very careful reading of this paper and detailed comments. Dunfield was partially supported by U.S. National Science Foundation grant DMS-1811156, and Rubinstein partially supported by Australian Research Council grant DP160104502.
Publisher Copyright:
© 2022, The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature.
PY - 2022/5
Y1 - 2022/5
N2 - We consider the natural problem of counting isotopy classes of essential surfaces in 3-manifolds, focusing on closed essential surfaces in a broad class of hyperbolic 3-manifolds. Our main result is that the count of (possibly disconnected) essential surfaces in terms of their Euler characteristic always has a short generating function and hence has quasi-polynomial behavior. This gives remarkably concise formulae for the number of such surfaces, as well as detailed asymptotics. We give algorithms that allow us to compute these generating functions and the underlying surfaces, and apply these to almost 60,000 manifolds, providing a wealth of data about them. We use this data to explore the delicate question of counting only connected essential surfaces and propose some conjectures. Our methods involve normal and almost normal surfaces, especially the work of Tollefson and Oertel, combined with techniques pioneered by Ehrhart for counting lattice points in polyhedra with rational vertices. We also introduce a new way of testing if a normal surface in an ideal triangulation is essential that avoids cutting the manifold open along the surface; rather, we use almost normal surfaces in the original triangulation.
AB - We consider the natural problem of counting isotopy classes of essential surfaces in 3-manifolds, focusing on closed essential surfaces in a broad class of hyperbolic 3-manifolds. Our main result is that the count of (possibly disconnected) essential surfaces in terms of their Euler characteristic always has a short generating function and hence has quasi-polynomial behavior. This gives remarkably concise formulae for the number of such surfaces, as well as detailed asymptotics. We give algorithms that allow us to compute these generating functions and the underlying surfaces, and apply these to almost 60,000 manifolds, providing a wealth of data about them. We use this data to explore the delicate question of counting only connected essential surfaces and propose some conjectures. Our methods involve normal and almost normal surfaces, especially the work of Tollefson and Oertel, combined with techniques pioneered by Ehrhart for counting lattice points in polyhedra with rational vertices. We also introduce a new way of testing if a normal surface in an ideal triangulation is essential that avoids cutting the manifold open along the surface; rather, we use almost normal surfaces in the original triangulation.
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U2 - 10.1007/s00222-021-01090-w
DO - 10.1007/s00222-021-01090-w
M3 - Article
AN - SCOPUS:85123494434
SN - 0020-9910
VL - 228
SP - 717
EP - 775
JO - Inventiones Mathematicae
JF - Inventiones Mathematicae
IS - 2
ER -