TY - JOUR
T1 - Adaptive Test-Time Personalization for Federated Learning
AU - Bao, Wenxuan
AU - Wei, Tianxin
AU - Wang, Haohan
AU - He, Jingrui
N1 - This work is supported by National Science Foundation under Award No. IIS-1947203, IIS-2117902, IIS-2137468, IIS-2002540, Agriculture and Food Research Initiative (AFRI) grant no. 2020-67021-32799/project accession no.1024178 from the USDA National Institute of Food and Agriculture, the U.S. Department of Homeland Security under Grant Award Number, 17STQAC00001-06-00, and IBM-Illinois Discovery Accelerator Institute - a new model of an academic-industry partnership designed to increase access to technology education and skill development to spur breakthroughs in emerging areas of technology. The views and conclusions are those of the authors and should not be interpreted as representing the official policies of the funding agencies or the government.
PY - 2023
Y1 - 2023
N2 - Personalized federated learning algorithms have shown promising results in adapting models to various distribution shifts. However, most of these methods require labeled data on testing clients for personalization, which is usually unavailable in real-world scenarios. In this paper, we introduce a novel setting called test-time personalized federated learning (TTPFL), where clients locally adapt a global model in an unsupervised way without relying on any labeled data during test-time. While traditional test-time adaptation (TTA) can be used in this scenario, most of them inherently assume training data come from a single domain, while they come from multiple clients (source domains) with different distributions. Overlooking these domain interrelationships can result in suboptimal generalization. Moreover, most TTA algorithms are designed for a specific kind of distribution shift and lack the flexibility to handle multiple kinds of distribution shifts in FL. In this paper, we find that this lack of flexibility partially results from their pre-defining which modules to adapt in the model. To tackle this challenge, we propose a novel algorithm called ATP to adaptively learns the adaptation rates for each module in the model from distribution shifts among source domains. Theoretical analysis proves the strong generalization of ATP. Extensive experiments demonstrate its superiority in handling various distribution shifts including label shift, image corruptions, and domain shift, outperforming existing TTA methods across multiple datasets and model architectures. Our code is available at https://github.com/baowenxuan/ATP.
AB - Personalized federated learning algorithms have shown promising results in adapting models to various distribution shifts. However, most of these methods require labeled data on testing clients for personalization, which is usually unavailable in real-world scenarios. In this paper, we introduce a novel setting called test-time personalized federated learning (TTPFL), where clients locally adapt a global model in an unsupervised way without relying on any labeled data during test-time. While traditional test-time adaptation (TTA) can be used in this scenario, most of them inherently assume training data come from a single domain, while they come from multiple clients (source domains) with different distributions. Overlooking these domain interrelationships can result in suboptimal generalization. Moreover, most TTA algorithms are designed for a specific kind of distribution shift and lack the flexibility to handle multiple kinds of distribution shifts in FL. In this paper, we find that this lack of flexibility partially results from their pre-defining which modules to adapt in the model. To tackle this challenge, we propose a novel algorithm called ATP to adaptively learns the adaptation rates for each module in the model from distribution shifts among source domains. Theoretical analysis proves the strong generalization of ATP. Extensive experiments demonstrate its superiority in handling various distribution shifts including label shift, image corruptions, and domain shift, outperforming existing TTA methods across multiple datasets and model architectures. Our code is available at https://github.com/baowenxuan/ATP.
UR - https://www.scopus.com/pages/publications/85189050673
UR - https://www.scopus.com/pages/publications/85189050673#tab=citedBy
M3 - Conference article
AN - SCOPUS:85189050673
SN - 1049-5258
VL - 36
JO - Advances in Neural Information Processing Systems
JF - Advances in Neural Information Processing Systems
T2 - 37th Conference on Neural Information Processing Systems, NeurIPS 2023
Y2 - 10 December 2023 through 16 December 2023
ER -